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Securities Lawyers in Tampa

What is Securities Law in Florida?

At Four Rivers Law Firm, our securities lawyers can advise you on a variety of claims that are available to investors who have suffered losses that are not the result of typical market forces. Our team can also provide representation if litigation arises from your investments and can include you in a suit against your broker. Additionally, since broker agreements frequently contain arbitration clauses, your ability to take legal action against your broker may be somewhat limited, which is why it is crucial to hire a securities lawyer to review any broker agreement you are considering before signing.

Below are some of the matters we can assist you with:

  • Market manipulation
  • Conflict of interest
  • Misrepresentation
  • Risky investments
  • Churning
  • Trading without permission
  • Insider information
  • Breach of fiduciary duty
  • Investment contracts
  • Private placement exemptions, including qualified investment rules 501-508 and crowd funding
  • Anti-fraud laws, including control person liability, unregistered brokers, and bad actor rules
  • Regulatory bodies, including the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC)

Our securities law team also represents corporate clients in transactional work involved with the issuance of stock, private sales of securities, and initial public offerings. Moreover, we assist companies to ensure they are in compliance with securities laws and regulations, which benefits consumers.

Your investments are important to you and, at Four Rivers Law Firm in Tampa, our legal team is committed to helping you protect them. Our skilled securities lawyers can advise you on the signs of mismanaged investments, security fraud, and represent you in court if you encounter any issues with your investments. You can rely on our ability to guide, advise, and protect your interests.

Reach out to our law office today at (813) 331-5056 to set up a free initial consultation with one of our experienced attorneys to discuss the details of your case.

Reach Out to Our Experienced Securities Law Team for a Case Evaluation Today!

Your investments are important to you and, at Four Rivers Law Firm in Tampa, our legal team is committed to helping you protect them. Our skilled securities lawyers can advise you on the signs of mismanaged investments, security fraud, and represent you in court if you encounter any issues with your investments. You can rely on our ability to guide, advise, and protect your interests.

If you need the assistance of a securities lawyer, the experienced legal team at Four Rivers Law Firm in Tampa can advise you and help you create personalized solutions that protect your investments. You can trust in our team’s insight, knowledge, and skill to work toward achieving your goals.

Our streamlined process allows us to provide an exceptional level of expertise and service and a reasonable cost. When you choose to work with our legal team, you will always have access to a real attorney who can answer your questions and address your concerns with the attention and care they deserve.

Call our law firm today at (813) 331-5056 to set up a free initial case evaluation with one of our experienced securities lawyers to learn more about the services we provide. We offer transparent fees and custom rates.

Why Hire Our Firm? 

  • Modern Technology & Communication

    We have built our practice from the ground up using proprietary information management and software technology. We have streamlined our entire technological process which has allowed us to provide higher levels of expertise, better service, and ultimately a lower cost.

  • Transparent Fees, Custom Rates

    You can speak with your attorney as much as you want;  all fees and costs are known to you before you sign with us.

  • Real Attorneys, Every Time

    Every time you communicate with our firm, you speak with a real attorney. You will be given the cell phone number of your attorney who is there for you every step of the way.

Innovative. Flexible. Responsive. 

We differentiate ourselves from our competitors by being more human, more tech-savvy, more flexible, and more available than other firms.