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Securities

Securities Lawyers in New Jersey

Understanding Securities Law in New Jersey

At Four Rivers Law Firm, our team of securities lawyers is equipped to provide guidance on various claims available to investors facing losses not attributable to typical market fluctuations. We offer representation in litigation arising from investments and can pursue legal action against brokers on your behalf if necessary.

Given that broker agreements often include arbitration clauses, limiting your ability to pursue legal action, it's crucial to have a securities lawyer review any broker agreement before signing.

Here are some of the areas we can assist you with:

  • Market manipulation
  • Conflict of interest
  • Misrepresentation
  • Risky investments
  • Churning
  • Unauthorized trading
  • Insider trading
  • Breach of fiduciary duty
  • Investment contracts
  • Private placement exemptions, including qualified investment rules 501-508 and crowdfunding
  • Anti-fraud laws, including control person liability, unregistered brokers, and bad actor rules
  • Regulatory compliance, including oversight from bodies like the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC)

Additionally, our securities law team advises corporate clients on transactional matters related to stock issuance, private securities sales, and initial public offerings. We ensure companies comply with securities laws and regulations, benefiting consumers.

Protecting Your Investments

At Four Rivers Law Firm in New Jersey, we understand the significance of your investments. Our skilled securities lawyers can identify signs of mismanagement, securities fraud, and represent your interests in court if issues arise. Count on us to provide guidance, advice, and protection for your investments.

Contact Us for a Case Evaluation

If you require the assistance of a securities lawyer, our experienced team at Four Rivers Law Firm in New Jersey is here to provide personalized solutions tailored to your needs. Benefit from our insights, knowledge, and expertise as we work towards achieving your goals.

Our streamlined process ensures exceptional expertise and service at a reasonable cost. When you partner with us, you'll have direct access to an attorney who can address your questions and concerns with the attention they deserve. Reach out to our law office today to schedule a free initial consultation with one of our experienced attorneys.

Hear From Our Happy Clients

    "We have found a law team and an amazing man, in general, to fight by our sides."
    Joe is patient, understanding to his client's anguish, and goes above and beyond to help
    - Jessica J.
    "The supporting staff is equally fantastic."
    Four Rivers Law Firm is extremely responsive, professional, and applies a client-first attitude.
    - Matthew K.
    "A class act all the way and one hell of an attorney."
    . If you need adequate & exceptional legal counsel, Four Rivers Law Firm is the way to go!
    - Andre L.
    "I wholeheartedly recommend this firm, particularly attorney Joe Southron."
    I found Joe to be an excellent source for legal advice and he has been very pleasant to work with.
    - Jon S.
    "This is a team that has your best interest at heart."
    I want to give a BIG thank you to Attorney Joe Southron, and his associates Sara and Lindsey.
    - Jessica H.
    "Joe Southron and his colleagues were absolutely amazing."
    Highly recommend to anyone looking for a genuine team to help them in their time of need.
    - Chris P.

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